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IAPP AIGP Artificial Intelligence Governance Professional Exam Practice Test

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Total 100 questions

Artificial Intelligence Governance Professional Questions and Answers

Question 1

Which of the following Al uses is best described as human-centric?

Options:

A.

Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.

B.

Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.

C.

Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.

D.

Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.

Question 2

Which of the following elements of feature engineering is most important to mitigate the potential bias in an Al system?

Options:

A.

Feature selection.

B.

Feature validation.

C.

Feature transformation.

D.

Feature importance analysis.

Question 3

What is the best reason for a company adopt a policy that prohibits the use of generative Al?

Options:

A.

Avoid using technology that cannot be monetized.

B.

Avoid needing to identify and hire qualified resources.

C.

Avoid the time necessary to train employees on acceptable use.

D.

Avoid accidental disclosure to its confidential and proprietary information.

Question 4

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

Options:

A.

Privacy risk.

B.

Security risk.

C.

Operational risk.

D.

Reputational risk.

Question 5

A company has trained an ML model primarily using synthetic data, and now intends to use live personal data to test the model.

Which of the following is NOT a best practice apply during the testing?

Options:

A.

The test data should be representative of the expected operationaldata.

B.

Testing should minimize human involvement to the extent practicable.

C.

The test data should be anonymized to the extent practicable.

D.

Testing should be performed specific to the intended uses.

Question 6

What is the technique to remove the effects of improperly used data from an ML system?

Options:

A.

Data cleansing.

B.

Model inversion.

C.

Data de-duplication.

D.

Model disgorgement.

Question 7

Which of the following is the least relevant consideration in assessing whether users should be given the right to opt out from an Al system?

Options:

A.

Feasibility.

B.

Risk to users.

C.

Industry practice.

D.

Cost of alternative mechanisms.

Question 8

You are part of your organization’s ML engineering team and notice that the accuracy of a model that was recently deployed into production is deteriorating.

What is the best first step address this?

Options:

A.

Replace the model with a previous version.

B.

Conduct champion/challenger testing.

C.

Perform an audit of the model.

D.

Run red-teaming exercises.

Question 9

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

When notifying an accused perpetrator, what additional information should a police officer provide about the use of the Al system?

Options:

A.

Information about the accuracy of the Al system.

B.

Information about how the accused can oppose the charges.

C.

Information about the composition of the training data of the system.

D.

Information about how the individual was identified by the Al system.

Question 10

When monitoring the functional performance of a model that has been deployed into production, all of the following are concerns EXCEPT?

Options:

A.

Feature drift.

B.

System cost.

C.

Model drift.

D.

Data loss.

Question 11

You are an engineer that developed an Al-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool’s effectiveness?

Options:

A.

Output data, assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool's robustness.

Question 12

A company initially intended to use a large data set containing personal information to train an Al model. After consideration, the company determined that it can derive enough value from the data set without any personal information and permanently obfuscated all personal data elements before training the model.

This is an example of applying which privacy-enhancing technique (PET)?

Options:

A.

Anonymization.

B.

Pseudonymization.

C.

Differential privacy.

D.

Federated learning.

Question 13

Which of the following steps occurs in the design phase of the Al life cycle?

Options:

A.

Data augmentation.

B.

Model explainability.

C.

Risk impact estimation.

D.

Performance evaluation.

Question 14

An artist has been using an Al tool to create digital art and would like to ensure that it has copyright protection in the United States.

Which of the following is most likely to enable the artist to receive copyright protection?

Options:

A.

Ensure the tool was trained using publicly available content.

B.

Obtain a representation from the Al provider on how the tool works.

C.

Provide a log of the prompts the artist used to generate the images.

D.

Update the images in a creative way to demonstrate that it is the artist's.

Question 15

To maintain fairness in a deployed system, it is most important to?

Options:

A.

Protect against loss of personal data in the model.

B.

Monitor for data drift that may affect performance and accuracy.

C.

Detect anomalies outside established metrics that require new training data.

D.

Optimize computational resources and data to ensure efficiency and scalability.

Question 16

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

The frameworks that would be most appropriate for XYZ's governance needs would be the NIST Al Risk Management Framework and?

Options:

A.

NIST Information Security Risk (NIST SP 800-39).

B.

NIST Cyber Security Risk Management Framework (CSF 2.0).

C.

IEEE Ethical System Design Risk Management Framework (IEEE 7000-21).

D.

Human Rights, Democracy, and Rule of Law Impact Assessment (HUDERIA).

Question 17

What is the key feature of Graphical Processing Units (GPUs) that makes them well-suited to running Al applications?

Options:

A.

GPUs run many tasks concurrently, resulting in faster processing.

B.

GPUs can access memory quickly, resulting in lower latency than CPUs.

C.

GPUs can run every task on a computer, making them more robust than CPUs.

D.

The number of transistors on GPUs doubles every two years, making thechips smaller and lighter.

Question 18

A company is working to develop a self-driving car that can independently decide the appropriate route to take the driver after the driver provides an address.

If they want to make this self-driving car “strong” Al, as opposed to "weak,” the engineers would also need to ensure?

Options:

A.

Thatthe Al has full human cognitive abilities that can independently decide where to take the driver.

B.

That they have obtained appropriate intellectual property (IP) licenses to use data for training the Al.

C.

That the Al has strong cybersecurity to prevent malicious actors from taking control of the car.

D.

That the Al can differentiate among ethnic backgrounds of pedestrians.

Question 19

Which of the following is an example of a high-risk application under the EU Al Act?

Options:

A.

A resume scanning tool that ranks applicants.

B.

An Al-enabled inventory management tool.

C.

A government-run social scoring tool.

D.

A customer service chatbot tool.

Question 20

According to the GDPR's transparency principle, when an Al system processes personal data in automated decision-making, controllers are required to provide data subjects specific information on?

Options:

A.

The existence of automated decision-making and meaningful information on its logic and consequences.

B.

The personal data used during processing, including inferences drawn by the Al system about the data.

C.

The data protection impact assessments carried out on the Al system and legal bases for processing.

D.

The contact details of the data protection officer and the data protection national authority.

Question 21

What is the primary purpose of an Al impact assessment?

Options:

A.

To define and evaluate the legal risks associated with developing an Al system.

B.

Anticipate and manage the potential risks and harms of an Al system.

C.

To define and document the roles and responsibilities of Al stakeholders.

D.

To identify and measure the benefits of an Al system.

Question 22

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed a human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.

Which of the following is the most important reason to train the underwriters on the model prior to deployment?

Options:

A.

Toprovide a reminder of a right appeal.

B.

Tosolicit on-going feedback on model performance.

C.

Toapply their own judgment to the initial assessment.

D.

Toensure they provide transparency applicants on the model.

Question 23

A company is creating a mobile app to enable individuals to upload images and videos, and analyze this data using ML to provide lifestyle improvement recommendations. The signup form has the following data fields:

1.First name

2.Last name

3.Mobile number

4.Email ID

5.New password

6.Date of birth

7.Gender

In addition, the app obtains a device's IP address and location information while in use.

What GDPR privacy principles does this violate?

Options:

A.

Purpose Limitation and Data Minimization.

B.

Accountability and Lawfulness.

C.

Transparency and Accuracy.

D.

Integrity and Confidentiality.

Question 24

According to the GDPR, an individual has the right to have a human confirm or replace an automated decision unless that automated decision?

Options:

A.

Is authorized with the data subject s explicit consent.

B.

Is authorized by applicable Ell law and includes suitable safeguards.

C.

Is deemed to solely benefit the individual and includes documented legitimate interests.

D.

Is necessary for entering into or performing under a contract between the data subject and data controller.

Question 25

An EU bank intends to launch a multi-modal Al platform for customer engagement and automated decision-making assist with the opening of bank accounts. The platform has been subject to thorough risk assessments and testing, where it proves to be effective in not discriminating against any individual on the basis of a protected class.

What additional obligations must the bank fulfill prior to deployment?

Options:

A.

The bank must obtain explicit consent from users under the privacy Directive.

B.

The bank must disclose how the Al system works under the Ell Digital Services Act.

C.

The bank must subject the Al system an adequacy decision and publish its appropriate safeguards.

D.

The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.

Question 26

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?

Options:

A.

Financial cost.

B.

Model accuracy.

C.

Technical complexity.

D.

Copyright infringement.

Question 27

Which risk management framework/guide/standard focuses on value-based engineering methodology?

Options:

A.

ISO/IEC Guide 51 (Safety).

B.

ISO 31000 Guidelines (Risk Management).

C.

IEEE 7000-2021 Standard Model Process for Addressing Ethical Concerns during System Design.

D.

Council of Europe Human Rights, Democracy, and the Rule of Law Assurance Framework (HUDERIA) for Al Systems.

Question 28

According to the GDPR, what is an effective control to prevent a determination based solely on automated decision-making?

Options:

A.

Provide a just-in-time notice about the automated decision-making logic.

B.

Define suitable measures to safeguard personal data.

C.

Provide a right to review automated decision.

D.

Establish a human-in-the-loop procedure.

Question 29

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed .. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women's loan applications due primarily to women historically receiving lower salaries than men.

During the first month when ABC monitors the model for bias, it is most important to?

Options:

A.

Continue disparity testing.

B.

Analyze the quality of the training and testing data.

C.

Compare the results to human decisions prior to deployment.

D.

Seek approval from management for any changes to the model.

Question 30

According to the EU Al Act, providers of what kind of machine learning systems will be required to register with an EU oversight agency before placing their systems in the EU market?

Options:

A.

Al systems that are harmful based on a legal risk-utility calculation.

B.

Al systems that are "strong" general intelligence.

C.

Al systems trained on sensitive personal data.

D.

Al systems that are high-risk.

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Total 100 questions